Federal Civil Regulator Enforcement

October 15, 2009
New York County Lawyer's Association

Federal Regulators Speak and Listen 2009

The discussion may include such topics as:

  • Recent Developments
  • Changes at the FED, SSEC and CFTC
  • Ponzi Schemes
  • ARS/CDOs/Subprime
  • Bank Crisis
  • Interplay of Federal Regulations with all players
  • "Rumors" and the Bear Stearns Crisis
  • Credit Default Swaps

Moderator: 

Scott D. Corrigan, Wiggin and Dana

Panelists:

Alexander Vasilescu, Securities and Exchange Commission
Vincent A. McGonagle, Commodities and Future Trading Commission
Stewart Aaron, Arnold & Porter
Tom Roche, Director of Enforcement

Credits:

8 MCLE Credits:  2 Ethics, 6 Professional Practice; Transitional and Non-Transitional