Broadly experienced in public offerings and private placements of securities, Exchange Act compliance, PIPE transactions, angel and venture capital financings, bond finance, and other areas of equity and debt financing, our veteran Securities and Capital Markets Practice Group provides sophisticated, innovative, and market-savvy counsel to NYSE- and NASDAQ-listed companies, emerging companies, underwriters, venture capital firms, and hedge funds.
Ranked among the top firms nationwide in investor-side PIPE transaction volume,* we skillfully handle matters such as proxy statements, 10-Ks and 10-Qs to public offerings, tender offers, exchange offers, and recapitalizations—as well as highly innovative securities transactions such as 100-year-debt and simultaneous issuer-tender offers. We also help our foreign clients with U.S. sales of debt and equity securities.
In addition to representing underwriters and issuers in a range of public securities transactions, we serve as regular outside securities counsel for numerous publicly traded companies.
We also participate nationally and globally in venture capital and angel financing transactions, which have totaled more than $500 million in recent years. We pride ourselves on providing sound guidance to wide-ranging participants at every stage of the financing process.
Related Wiggin and Dana Practices:
The firm serves a diverse group of clients in the biotechnology and life science industries, including domestic and foreign public companies, universities, and emerging companies active in such research areas as neuroscience, immunotherapeutics, pharma-genomics oncology, and viral diseases.
Technology and Outsourcing
Our technology and outsourcing attorneys claim substantial experience in representing every kind of participant in high-tech venture capital, providing sound guidance to both investors and portfolio companies at every stage of the financing process. With knowledge in patent, trademark, copyright, tax, labor and employment, and immigration matters, we are a one-stop shop for clients in technology, e-commerce, and other technology-driven industries.
*Sagient Research Systems' Placement Tracker PIPE Market League Tables