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Sarbanes-Oxley Act of 2002 – A Calendar of Important Dates

September 3, 2002

Effective Immediately

CEO/CFO certification of periodic reports under criminal provision.
Prohibition on personal loans to any director or executive officer.
Whistleblower protection.
Stiffer penalties for the violation of any securities laws.
Forfeiture of bonuses and stock profits by CEOs and CFOs in the event of a restatement.
New criminal securities fraud statute created.
Expanded criminal sanctions and penalties.
Increased exposure and penalties for document destruction.
Prohibition on the discharge in bankruptcy of debts arising under claims relating to the violation of any securities laws.
Extension of the statute of limitations for securities fraud lawsuits commenced on or after July 30, 2002.

Resources

sarbanes oxley act.pdf

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