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Home 9 Publication 9 Supreme Court Update: Mount Lemmon Fire District v. Guido (No. 17-587), Townes v. Alabama (No. 17-7894)

Supreme Court Update: Mount Lemmon Fire District v. Guido (No. 17-587), Townes v. Alabama (No. 17-7894)

November 9, 2018

Tadhg A.J. Dooley, David R. Roth

Greetings, Court Fans!

While the political branches seized center stage this election week, there has been plenty going on over at The Least Dangerous Branch, as well. Justice Ginsburg might disagree with Bickelโ€™s assessment of the perils of One First Street, having broken three ribs in a fall at work on Wednesday evening. Thankfully, the injury appears unlikely to slow down la famigerata too much; this isnโ€™t the first time sheโ€™s bounced back from a few broken ribs, after all (to say nothing of colon and pancreatic cancer). It did keep her from attending the formal investiture of the Courtโ€™s newest justice on Thursday, but not from keeping up her practice of authoring the first signed opinion of the term.

At issue in Mount Lemmon Fire District v. Guido (No. 17-587) was whether the Age Discrimination in Employment Act (โ€œADEAโ€) applies to all states and their political subdivisions or only to those with more than twenty employees (the numerical threshold that applies to private employers). Believe it or not, there are plenty of political subdivisions with fewer than 20 employees. Among them, the Mount Lemmon Fire District, a political subdivision of Arizona. In the midst of a budget crunch, the Fire District laid off its two oldest (and presumably most expensive) firefighters, John Guido and Dennis Rankin. The pair then sued, alleging that their termination violated the ADEA. The Fire District moved to dismiss, arguing that it was not an โ€œemployerโ€ under the ADEA because it had fewer than twenty employees. As the Fire District pointed out, under the ADEA, โ€œ[t]he term โ€˜employer means a person engaged in an industry affecting commerce who has twenty or more employees.โ€ But โ€œ[t]he term also means (1) any agent of such person, and (2) a State or political subdivision of a State.โ€ 29 U.S.C. ยง 630(b). The question, therefore, is whether the ADEAโ€™s numerosity specification, which clearly applies to โ€œa person engaged in an industry affecting commerce,โ€ also applies to states and their political subdivisions. The Ninth Circuit interpreted the โ€œalso meansโ€ clause as establishing a separate category of employers subject to the Act: The first sentence makes private employers with more than twenty employees subject to the ADEA, while the second sentence reaches agents of employers and states or political subdivisions, regardless of the twenty-employee limitation. But four other circuits (the Sixth, Seventh, Eighth, and Tenth) had interpreted this language differently, reading the โ€œalso meansโ€ phrase as simply clarifying that states and their subdivisions are โ€œpersonsโ€ under the first sentence, meaning that the numerical limitation applies to public employers too.

The Court resolved the split in favor of the Ninth Circuit. Writing for a unanimous Court (albeit without Justice Kavanaugh, who did not take part as he had not been confirmed at the time of argument), Justice Ginsburg began with the common meaning of โ€œalsoโ€: It is usually a term of enhancement, like โ€œin additionโ€ or โ€œtoo,โ€ rather than a term of clarification. Interpreting the โ€œalso meansโ€ language as defining a separate category of employers is supported by numerous other federal statutes whose definitions contain similar โ€œalso meansโ€ phrases. The courts have generally interpreted those definitions as delineating separate categories. Finally, interpreting the โ€œalso meansโ€ language as clarifying would be awkward, because the second sentence also includes โ€œagents,โ€ and no one seemed to think the twenty-employee limitation would apply to agents of persons covered by the first sentence.

This all seems to make an awful lot of sense, so you might be wondering why there was a circuit split on this question in the first place. The answer lies in the history of the ADEA and other antidiscrimination statutes, particularly Title VII. When Congress first enacted Title VII in 1964 and the ADEA in 1969, neither applied to public employers and both contained a numerical threshold for private-sector employers. In 1972, Congress amended Title VII to reach state and local employers. It did so by amending the statutory definition of โ€œpersonโ€ to include government agencies, which had the result of making Title VIIโ€™s numerical thresholds apply to public employers too. When Congress amended the ADEA (and, at the same time, the Fair Labor Standards Act) a few years later to reach public employers, it used a different approach: Instead of defining โ€œpersonsโ€ to include public employers, it added the โ€œalso meansโ€ sentence to the definition of โ€œemployer.โ€ Some courts were reluctant to interpret the ADEA so that it would apply to employers not subject to Title VII, so they interpreted the ADEA amendments as just clarifying the definition of โ€œpersonโ€ rather than creating a separate category of employers subject to the Act. While RBG took note of this statutory context, she didnโ€™t think it provided a basis to disregard the plain meaning of the ADEAโ€™s definition of employer. After all, the Congress that amended the ADEA plainly knew how a previous Congress had expanded Title VII, and if it wanted to amend the ADEA to match Title VII, it easily could have done so by using the same method of  amendment. It didnโ€™t, and that difference had to be respected. Thus, the statute means what it says: States and their political subdivisions are employers subject to the ADEA regardless of the number of their employees.

Though Mount Lemmon is the first signed opinion disposing of a case this term, there have been a few notable opinions and โ€œstatementsโ€ on the Orders front, as well. Most recently, Justice Sotomayor published a statement respecting the denial of certiorari in Townes v. Alabama (No. 17-7894), where the Court declined to take up a death-penalty challenge hinging on whether the trial court properly instructed jurors that they โ€œmayโ€ infer the defendantโ€™s intent to kill a victim or unconstitutionally instructed them that they โ€œmustโ€ infer that intent. The Alabama Court of Criminal Appeals initially reversed Townesโ€™s conviction, pointing to a certified transcript reflecting that the trial court gave a mandatory inference instruction, but then the trial judge in question filed a โ€œsupplemental recordโ€ with the appellate court insisting that the transcript was wrong. The Court of Criminal Appeals then remanded the case and directed the trial court to appoint a new court reporter to retranscribe the proceedings. The second reporter issued a new transcript that differed from the original in precisely one respect: where the original said โ€œmust,โ€ the new transcript said โ€œmay.โ€ Based on the new transcript, the Court of Criminal Appeals withdrew its reversal and affirmed Townesโ€™s conviction and death sentence. Townes then filed a cert petition and the Supreme Court asked for a copy of the audio recording. But lo!, the Court was informed that the original recording no longer exists. Given the state of the record, Justice Sotomayor agreed that there was not much the Supreme Court could do. โ€œBut,โ€ she wrote, โ€œthe absence of a demonstrable constitutional error makes the doubts raised by the trial courtโ€™s unusual handling of this matter no less troubling.โ€ This is just the most recent of several statements or dissents from denial that SS has penned so far this term, as she stakes out a position as a torchbearer patrolling the Courtโ€™s โ€œshadow docket.โ€

On to grants. The Court has added five cases to its docket since our last Update, including a few that may add some drama to the term. Most notably, in The American Legion v. American Humanist Association (No. 17-1717), the Court will once again give the Lemon test a squeeze, determining whether a 93-year-old World War I memorial violates the Establishment Clause because it is in the shape of a cross. In so doing, the Court will also decide whether the constitutionality of a passive display incorporating religious symbolism should be assessed under the frequently derided test articulated in Lemon v. Kurtzman (1971) or by some other standard. The Court will dust off another old standard in Flowers v. Mississippi (No. 17-9572), where the issue is whether the Mississippi Supreme Court improperly applied Batson v. Kentucky (1986) in the case of Curtis Flowers, who has been tried six times for the same quadruple murder, thanks to the prosecutorโ€™s habit of striking African American jurors. Also on the docket:

  • Smith v. Berryhill (No. 17-1606), which asks whether a decision of the Social Security Administrationโ€™s Appeal Council rejecting a disability claim on the ground that the claimantโ€™s administrative appeal was not timely filed is a โ€œfinal decisionโ€ subject to judicial review under the Social Security Act;
  • Gray v. Wilkie (No. 17-1679), which asks whether the Federal Circuit has jurisdiction under 38 U.S.C. 502 to review an interpretive rule reflecting the Department of Veteran Affairsโ€™ definitive interpretation of its own regulation, even if the VA chooses to promulgate the rule through its adjudication manual;
  • Mont v. United States (No. 17-8995), which asks whether a period of supervised release for one offense is tolled under 18 USC 3624(e) during a period of pretrial confinement that upon conviction is credited toward a defendantโ€™s term of imprisonment for another offense.

Thatโ€™s about all the news that fits in this Update. Weโ€™ll be back next Friday (and on a more-or-less weekly basis going forward), with a roundup of the weekโ€™s SCOTUS news.

Have a great weekend!

Tadhg and Dave

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