Mergers and Acquisitions

• Represented a Maryland based remodeler of bespoke kitchens and baths in a sale to a private equity buyer.
• Represented a Texas based health company in the psychiatric services area in its sale to a private equity owned strategic buyer.
• Represented a New York City based IT infrastructure consultancy in connection with its sale to a Midwest strategic buyer.
• Represented Alliance Drilling Tools, a Wyoming and Texas based drilling equipment supply and repair company serving the oil and gas, geothermal, mining, and water-well industries in connection with its sale to Star Equity Holdings.
• Represented Woodbridge International LLC, a middle market sell-side investment bank, in the sale of its equity interests to Mariner Wealth Advisors, LLC, a national wealth advisory firm.
• Represented a New York metropolitan area building restoration company in its sale to the platform company of a large private equity firm.
• Represented Lax.com, the largest e-tailer of lacrosse equipment in the United States, in connection with its acquisition of Universal Lacrosse, including its ten brick and mortar retail locations.
• Represented a New York commercial electrical contractor in connection with its sale to a strategic buyer.
• Represented a California based specialized glass and sapphire products manufacturer serving the defense industry in connection with its sale to a PE buyer.
• Represented a New England based thermal spray masking company serving the needs of the industrial gas turbine, aerospace, and mass transit industries in connection with its sale to a strategic buyer.
• Represented a Nevada based geotechnical and construction industry consultancy in connection with its sale to a PE buyer.
• Represented a Nebraska based plastic fabrication company in connection with its sale to a PE buyer.
• Represented Alliance Advisors, LLC in its acquisition of Lippert/Heilshorn and Associates, Inc., a New York based strategic investor relations consultancy.
• Represented Kansas City based cybersecurity company 10-D, Inc. and its affiliate, Applied Compliance Services, in connection with their sale to Neovera, Inc., a 424 Capital portfolio company.
• Represented a Florida based custom parts and assemblies supplier to the aerospace industry in connection with its sale to a family office.
• Represented a California company in the business of providing sampling and analytical services to petroleum refineries and solid fuel brokers in connection with its sale to a PE buyer.
• Represented a Detroit based company in the business of manufacturing and distributing industrial wiping cloths and towels for use in the automotive industry in connection with its sale to a PE buyer.
• Represented an Illinois based tooling supply company and manufacturer of embossing dies and its subsidiary in their sale to a PE owned platform company.
• Represented Harman International Industries in connection with its sale of DigiTech guitar and bass effects pedals business to Cor-Tek Corporation.
• Represented a New Jersey and Pennsylvania based full-service marketing, mailing and printing company in its sale to a private equity buyer.
• Represented Virtual Technologies Group, Inc. and its affiliate, Comm-Core, LLC, companies that are in the business of providing managed IT services and offering technology services for cyber security, physical security, VOIP phone systems, and state testing services throughout the United States in connection with an investment by an affiliate of Jacmel Growth Partners.
• Represented Lax.com, a leading e-commerce Web site for the sale of lacrosse equipment, in its acquisition of Bespoke Goods LLC, the owner of ZimaGear and WearStripes, a leading manufacturer of custom uniforms and branding for the sport of lacrosse.
• Represented Two River Capital, a consortium of investors, in connection with Alliance Advisors, LLC acquisition of The Proxy Advisory Group, LLC, a proxy advisory firm providing proxy solicitation and outreach services, equity plan advisory vote modeling, information agent, and stock watch services to issuers.
• Represented a South Carolina based manufacturer of specialty dehumidification systems for multifamily buildings in its sale or a private equity buyer.
• Represented a Georgia based private equity owned portfolio company in connection with the carve out sale of a business line for seasonal consumer products to the platform company of another private equity company.
• Represented a Georgia based manufacturer of commercial trailers in connection with its sale to a NYC based private equity fund.
• Represented Arizona based Aero Mist, Inc., the largest manufacturer and distributer of misting systems and accessories, in its sale to Crown Capital Investments, an Atlanta based private equity firm.
• Represented Pennsylvania based Automation & Validation Solutions, Inc., an engineering, automation, validation and clinical solutions company to the pharmaceutical, biotech, medical device, and diagnostic industries, in its sale to Altura Capital, an asset management firm based in Florida.
• Represented Texas based fintech company LoanBeam, a provider of income calculation and verification technology endorsed by government-sponsored entities (GSEs) Fannie Mae and Freddie Mac, in connection with its sale to LoanLogics.
• Represented Swedencare AB (publ), a veterinary supplies company, in its $475MM acquisition of California based Garmon Corp. d/b/a NaturVet, a market leader in the manufacture and distribution of pet supplement products.
• Served as special U.S. counsel to the founder of Munich based Your Family Entertainment AG (FRA:RTV) in connection with an investment by Genius Brands International Inc. (NASDAQ:GNUS).
• Represented WPG Fasteners, Inc. d/b/a Apple Outdoor Supply, a wholesaler of shed, barn, outdoor furniture, and playset hardware and essentials, in connection with the sale of all of its assets to Blevins, Inc.
• Represented Indiana based infrastructure services provider Midwestern Electric in its acquisition by Canadian PE firm, CAI Capital Partners. Midwestern Electric provides specialty electrical services to municipal and state owners of traffic infrastructure in the Midwest.
• Represented Swedencare AB (publ), a veterinary supplies company, in its $181MM acquisition of Vetio Animal Health Group, a contract development and manufacturing organization focusing on animal health products.
• Represented BroadcastMed, Inc., a company that provides healthcare video content marketing and education in connection with the sale of all its equity securities to an affiliate of 424 Capital.
• Represented ICB Greenline, a manufacture that assembles and sells overhead conveyor systems, in its sale to Bettcher Industries, Inc, a manufacturer and supplier of food processing equipment.
• Represented Surplus Group, LLC, a supplier of surplus temperature control equipment, in connection with the sale of substantially all of its assets to ICS Distribution, LLC (d/b/a Relevant Rental).
• Represented a Georgia based manufacturer of residential and commercial storm shelters in its sale to a Midwest PE firm.
• Represented a NYC based PE firm affiliate in the acquisition of a New Jersey based advisory services firm focused on proxy advisory firms, institutional investors, shareholder activists, and proxy intermediaries.
• Represented Knowledge Matters LLC, a leading provider of career based simulations in the K-12 and college market in its sale to eDynamic Learning, a portfolio company of Gauge Capital.
• Represented Tuscan Imports, Inc., a distributor of bespoke Italian outdoor kitchen equipment in its sale to Salt Creek Capital.
• Represented a U.K. based maker of probiotics distributed throughout the world in connection with its sale to a PE backed strategic buyer in the United States.
• Represented Graphik Dimensions LLC, a North Carolina based provider of customized framed wall décor products, in connection with its sale to Circle Graphics, Inc., a portfolio company of H.I.G.
• Represented a Cayman Islands based company that provides preservation microfilming and archiving services to newspapers and research and academic institutions throughout the world in connection with its sale to a private equity buyer.
• Represented a New England based company engaged in the business of manufacturing, designing and assembling custom cable assemblies and wiring harness solutions for original equipment manufacturers and other industrial clients, in connection with the sale of substantially all of its assets to a platform company of a private equity firm.
• Represented New York City based Macro Consultants LLC in the sale of its project management consultancy services business to Savills Inc., an affiliate of Savills plc.
• Represented a national provider of industrial cleaning and support services for HRSG maintenance, door and mechanical systems in connection with its sale to a private equity fund.
• Represented Bernoulli Health, a medical device integration and non- critical patient care monitoring solutions provider, in its sale to Capsule Technologies, Inc.
• Represented a group of investors in the acquisition of the largest U.S. lacrosse equipment e-tailer.
• Represented Fun Spot Manufacturing LLC based in Hartwell, GA in its sale to ABEO, a world leader in sports and leisure equipment.
• Represented Highway Toll Administration in its sale to private equity firm, Platinum Equity.
• Represented a distributor of packaging and shipping supplies, primarily to government agencies, in its sale to a veteran owned, private equity backed platform company.
• Represented a digital marketing agency in its sale to a private equity backed digital marketing agency platform company.
• Represented the 50% owner/founder of a defense industry subcontractor in a contentious corporate divorce culminating in a complete sale of his corporate and real estate interests.
• Represented a Northern Virginia based drone manufacturing company in its sale to a strategic buyer.
• Represented Gildan Media in its acquisition by RBmedia, a global leader in spoken audio content and digital media distribution technology.
• Represented Breakthrough Technology Group (BTG) in connection with a transaction in which ABRY Partners, a leading private equity firm, acquired a majority stake in BTG.
• Represented a New England based manufacturer of specialty hand tools in its sale to a Virginia based family office.
• Represented a medical cannabis grower in a change of control transaction and recapitalization.
• Represented CT Gardens, Inc., a Connecticut Home and garden retail chain operating under the myAgway brand, in the sale of substantially all of its assets and operations to affiliates of CapitalSouth.
• Represented Harman International Industries, Incorporated, a leader in the premium audio and infotainment industry, on its acquisition of Southern Vision Systems, Inc., a producer of networked AV distribution and switching solutions based in Huntsville, Alabama.
• Represented Harman International Industries, Incorporated (NYSE) in the acquisition of 3dB Research, Ltd., a developer of music and signal processing technology based in British Columbia.
• Represented Harman International Industries, Incorporated (NYSE) in connection with its acquisition of Aha Mobile, Inc., a leading provider of on-demand mobile and location based Internet content services.
• Represented Harman International Industries, Incorporated (NYSE) in its acquisition of Yurbuds, a market leader in sports headphones.
• Represented a family office in several acquisitions of agriculture equipment servicers and dealerships in the Southwest.
• Represented Sonnier & Castle, a luxury New York City catering company, in its sale to Rhubarb Food Design Ltd., a London, UK based event planning and catering service.
• Represented a Maryland based remodeler of bespoke kitchens and baths in a sale to a private equity buyer.
• Represented a Texas based health company in the psychiatric services area in its sale to a private equity owned strategic buyer.

Venture Capital Transactions

• Represented Decisyon Inc. in connection with a preferred equity investment led by Catalyst Investors.
• Represented Silvergate Pharmaceuticals, Inc., a Midwest based manufacturer of pharmaceutical products and preparations in connection with a Series A round of financing.
• Represented Keisense, Inc. in connection with its sale of a convertible note to Connecticut Innovations, Incorporated.
• Represented Retail Optimization Inc., a leading provider of software and business solutions to retailers and consumer product manufacturers, in connection with a venture capital investment by Connecticut Innovations, Incorporated.
• Represented NeuVis, Inc. in connection with several rounds of financing from a number of globally recognized investment banking firms.
• Represented OutlookSoft in connection with a convertible preferred stock financing with Pequot Ventures Partners, L.P.
• Represented Nitorum Corporation in connection with its convertible preferred stock financings with Pequot Venture Partners, L.P. and a globally recognized investment banking firm.
• Represented b-there.com in connection with several rounds of preferred stock financing with CEA Capital Partners, TL Ventures and Bank Boston Ventures.
• Represented Transcentive, Inc. (formerly Corporate Management Solutions, Inc.) in connection with an initial convertible preferred stock financing from JMI Equity Fund III, L.P. and a subsequent financing round with globally recognized investment banking firms.

IT Transactions

• Represented Decisyon Inc. in its deal with GE Predix to include their App Composer software in GE Digital’s Collaborative App Development Program in order to expand the IoT digital industrial ecosystem.
• Represented Montefiore Medical Center in a 15-year exclusive licensing agreement with Streamline Health for the commercialization of Montefiore’s unique clinical analytics platform.
• Represented, as exclusive outside IT counsel, a global provider of anti-money-laundering and know-your-customer solutions, in all aspects of enterprise-wide, license and services to major US, EU and Asian banks.
• Represented a developer and licensor of encryption technology in a multi-million dollar software development and implementation transaction with a major Dutch bank.
• Represented a regulated utility company in all information technology matters, including major licensing and systems procurement transactions with Fortune 50 technology companies.
• Represented a large public software vendor to the financial services industry in all information technology matters, including licensing, VAR, OEM, development, content management, systems integration, and professional services transactions.
• Represented national retailer in connection with the virtualization of its brick and mortar showrooms through cloud based solutions.
• Represented national franchisor in connection with the migration of its marketing and Internet optimization initiatives to cloud based solutions.