by Wiggin and Dana LLP | Sep 15, 2019
On October 2, the Division of Investment Management of the U.S. Securities and Exchange Commission (“Division”) published a Guidance Update for institutional investment managers seeking confidential treatment of information filed on Form 13F. This guidance...
by Wiggin and Dana LLP | Sep 15, 2019
In the wake of breaking news reports regarding a leading tech company and charges that it misused temporary visas to bring workers to the U.S., employers should be reminded that business visitors are authorized to enter the U.S. for very limited purposes, and are not...
by Wiggin and Dana LLP | Sep 15, 2019
The SEC will host a public roundtable on December 5th to discuss the use of proxy advisory firm services by investment advisers, mutual fund and other institutional investors. This meeting, which comes on the heels of several speeches by SEC Commissioner Daniel...
by Wiggin and Dana LLP | Sep 15, 2019
You may have heard that this spring brings the arrival of new generic top level domains (“gTLDs”). Currently, the most common gTLDs include .com, .info, .net, and .org. But soon there could be many more, such as .bestbuy, .delta, .honda, .ibm, .maybelline,...
by Wiggin and Dana LLP | Sep 15, 2019
Before taking advantage of the ever-increasing options for corporate communications through social media channels, companies must conduct a careful Regulation FD [1] analysis to determine whether the chosen social media channel is a “recognized channel of...
